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Compliance Analyst



Summit, NJ or Salt Lake City, UT
Remote only candidates will be considered excluding Colorado

Job Summary

The Compliance Analyst reports to a Compliance VP and is responsible for reviewing Strategic Partner marketing, coordinating testing requests, and identifying trends related to complaints and issues, among other tasks. This position requires performing day-to-day compliance management activities related to Strategic Partner and Bank owned programs and other projects as assigned.

Primary Responsibilities

  • In collaboration with WebBank Compliance Managers, execute the issue management program
  • Review Strategic Partner marketing materials to ensure compliance with applicable regulations
  • Participate in the planning and execution of compliance reviews of Strategic Partner Programs 
  • Review policies, procedures, and process maps to validate that Strategic Partners are following Bank expectations and requirements
  • Assist Compliance Managers with the preparation of reports related to compliance oversight of Strategic Partners for review by multiple stakeholders within the Bank
  • Monitor federal and state regulatory changes related to consumer and commercial lending
  • Collaborate with Compliance and Program Management teams to identify complaint trends and escalate concerns as necessary to assess compliance impact and regulatory risk
  • Collaborate with Strategic Partners in root cause analysis activities for issues identified through customer   complaints and identifying  solutions to mitigate future issues
  • Possibility of travel up to 10%

Minimum Qualifications

  • Bachelor's degree or 3 years of experience in a bank or other regulated financial services company
  • Excellent ability to understand and apply state and federal legal and regulatory requirements
  • Strong self-confidence, good judgment, and the ability to make sound decisions
  • Ability to interface effectively with all levels of management and partners within many internal departments
  • Ability to handle a fast-paced environment with minimum supervision and successfully meet established project deadline requirements
  • Strong written and oral communication skills
  • Ability to respond quickly and effectively to feedback and improve processes
  • Experience with Word, Excel, and PowerPoint

Preferred Qualifications

  • Bachelor’s degree in business management, accounting, or finance
  • Experience in marketing, policy, or testing review
  • Strong presentation skills
  • CRCM certification
  • Working knowledge of federal and state lending laws and regulations such as TILA, ECOA, UDAAP, CAN-SPAM, FDCPA, etc.
  • Experience working with regulatory agencies and third-party auditors
  • Advanced skills with Word, Excel, and PowerPoint


Job Type : Full-Time
Education Level : Bachelors Degree
Experience Level : Entry Level
Job Function : Finance
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